Companies Act 2014
F416 [ Interpretation, application and commencement ( Chapter 8A )
1110A. (1) In this Chapter —
‘ General Data Protection Regulation ’ means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) 7 ;
‘ intermediary ’ means a person, whether situated in a Member State or elsewhere, that provides services, in relation to a traded PLC, of safekeeping of shares, administration of shares or maintenance of securities accounts on behalf of shareholders or other persons, and includes —
( a ) an investment firm as defined in Regulation 3 of the European Union (Markets in Financial Instruments) Regulations 2017 ( S.I. No. 375 of 2017 ),
( b ) a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No. 648/2012 8 , and
( c ) a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No. 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No. 236/2012 9 ;
‘ personal data ’ has the meaning assigned to it in the General Data Protection Regulation;
‘ traded PLC ’ has the meaning assigned to it by section 1099(4).
(2) A word or expression that is used in this Chapter and is also used in the Shareholders ’ Rights Directive has, unless the context otherwise requires, the same meaning in this Chapter as it has in that Directive.
(3) This Chapter shall be read in conjunction with any applicable provision of European Union law adopted by the European Commission as an implementing act in accordance with the Shareholders ’ Rights Directive, including Commission Implementing Regulation (EU) 2018/1212 of 3 September 2018 laying down minimum requirements implementing the provisions of Directive 2007/36/EC of the European Parliament and of the Council as regards shareholder identification, the transmission of information and the facilitation of the exercise of shareholders rights 10 .
(4) This section shall come into operation on 3 September 2020. ]
Inserted (3.09.2020) by European Union (Shareholders’ Rights) Regulations 2020 (S.I. No. 81 of 2020), reg. 7, in effect as per reg. 1(3), section commenced as per subs. (4).