33ANG.— (1) This Part applies in relation to—

(a) the commission or suspected commission by an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking] of a contravention of—

(i) a relevant provision,

(ii) any direction given to an investment holding company, a mixed financial holding company or F405[a mixed activity holding company or a parent undertaking] under a relevant provision,

(iii) any direction given under financial services legislation to the investment holding company, mixed financial holding company or mixed activity holding company pursuant to a relevant provision,

(iv) any requirement imposed on an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking] under—

(I) a relevant provision,

(II) any direction given to an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking] under a relevant provision, or

(III) any direction given under financial services legislation to the investment holding company, mixed financial holding company or mixed activity holding company pursuant to a relevant provision,

or

(v) any obligation imposed on an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking] by this Part or imposed by the Bank pursuant to a power exercised under this Part,

and

(b) F406[participation by a person, while concerned] in the management of an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking], in the commission of such a contravention.

(2) For the purpose of subsection (1)—

(a) a reference in this Part to a regulated financial service provider or a financial service provider includes a reference to an investment holding company, a mixed financial holding company or F405[a mixed activity holding company or a parent undertaking],

(b) a reference in this Part to a prescribed contravention includes a reference to a contravention, by an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking], of a provision, direction, requirement or obligation referred to in subsection (1), and

F406[(c) a reference in this Part to performing a controlled function in relation to a regulated financial service provider includes a reference to being concerned in the management of an investment holding company, a mixed-financial holding company F405[a mixed activity holding company or a parent undertaking].]

F407[(2A) References in subsections (1) and (2) to an investment holding company, a mixed financial holding company F405[a mixed activity holding company or a parent undertaking] do not include references to a regulated financial service provider which is such a company.]

(3) F408[…]

(4) In this section—

"investment holding company" has the same meaning as it has in the Regulations of 2021;

"mixed financial holding company" has the same meaning as it has in the Regulations of 2021;

"mixed activity holding company" has the same meaning as it has in the Regulations of 2021;

F409["parent undertaking" has the same meaning as it has in the Regulations of 2021;]

"Regulations of 2021" means the European Union (Investment Firms) Regulations 2021;

F410["relevant provisions" means a provision of Regulation 40A and Regulations 42 to 50 of the Regulations of 2021.]]